SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0287 |
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| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| CONSOLIDATED EDISON, INC. C/O SECRETARY |
| 4 IRVING PLACE, ROOM 16-205 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CONSOLIDATED EDISON INC
[ ED ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP, Utility Shared Services |
|
3. Date of Earliest Transaction
(Month/Day/Year)
06/30/2018
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
06/30/2018 |
07/05/2018 |
P |
|
54.419
|
A |
$73.61
|
5,096.609 |
D |
|
| Common Stock |
|
|
|
|
|
|
|
26.017 |
I |
By THRIFT PLAN |
| Common Stock |
|
|
|
|
|
|
|
1,266.063 |
I |
By Tax Reduction Act Stock Ownership Plan (TRASOP) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
| Remarks: |
|
|
Vanessa M. Franklin; Attorney-in-Fact |
07/06/2018 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Power of Attorney
Effective as of the date executed, the undersigned
hereby constitutes and appoints each of Elizabeth D. Moore,
Sylvia V. Dooley, Peter J. Barrett, Vanessa M. Franklin,
and Michele M. Weber, or any of them signing singly, and
with full power of substitution, the undersigned's true
and lawful attorney-in-fact to:
execute for and on behalf of the undersigned,
in the undersigned's capacity as an officer
of Consolidated Edison, Inc. or its subsidiaries (the Company),
Forms ID, 3, 4 and 5 (collectively, the Forms)
in accordance with Section 16(a) of the
Securities Exchange Act of 1934 (the Exchange Act)
and the rules thereunder;
do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable
to complete and execute any such Forms, complete
and execute any amendment or amendments thereto,
and timely file such Forms with the United States
Securities and Exchange Commission and any stock
exchange or similar authority; and
take any other action of any type whatsoever in
connection with the foregoing which, in the opinion
of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by,
the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney
shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
Effective as of the date executed, the undersigned
hereby grants to each such attorney-in- fact full
power and authority to do and perform any and
every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or
could do if personally present, with full power
of substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact,
or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers
herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned,
are not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to
comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force
and effect until the undersigned is no longer
required to file Forms with respect to the undersigned's
holdings of and transactions in securities issued by
the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing
attorneys-in-fact. Effective as of the date executed,
the undersigned hereby revokes all previously executed
powers of attorney relating to the Forms.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as
of this 13th day of June 2018.
/s/ Saumil P. Shukla
Saumil P. Shukla
